The SEC's Division of Enforcement continues to focus on registrants' compliance with Form CRS, a byproduct of the agency's rulemakings "designed to enhance the quality and transparency of retail ...

LSU is the two-time reigning SEC team champion. The Tigers won in 2024 at the Smoothie King Center and in March this year in ...

A US entrepreneur has been charged with defrauding investors in a cryptocurrency Initial Coin Offering (ICO) that raised more than $42 million. The Securities and Exchange Commission (SEC) alleged ...

A municipal advisory firm and one of its principals charged in a first-of-its-kind Rule G-42 case involving a fee-splitting arrangement has reiterated its request that the federal court in California ...

The Securities and Exchange Commission on Thursday charged a firm and its two principals with violating numerous duties under Municipal Securities Rulemaking Board Rule G-42, which lays out the core ...

After a one-year hiatus, Alabama is back where it would argue it belongs: playing for a national championship. Underdog Missouri mounted a brief third-quarter comeback but had no answers for the ...

This alert is to inform you that the Municipal Securities Rulemaking Board (MSRB) recently submitted Proposed Rule G-42 (standards of conduct for nonsolicitor municipal advisors) to the Securities and ...

Alabama’s Labaron Philon Jr. was named SEC Player of the Week on Monday after helping the Crimson Tide to a 2-0 start.