A recruiting dispute between LPL Financial and Ameriprise is moving into appellate court as advisors formally resist a judge's order that they surrender their personal devices to a forensic examiner.

For nearly a year, two of the largest wealth management companies in the nation, LPL Financial and Ameriprise Financial, have been duking it out in court over financial advisor recruiting tactics. Now ...

A federal judge ordered that nearly 30 financial advisors who moved from Ameriprise to LPL and potentially transmitted confidential client information must submit to a review of whether it was ...

Ameriprise is suing LPL Financial for allegedly encouraging advisors to wrongly take confidential information and data with them as they left to join LPL. A legal battle between Ameriprise Financial ...

Ameriprise Financial and LPL Financial are engaging in an “economic war” over advisors leaving Ameriprise for the independent broker/dealer, according to recent legal filings. In separate lawsuits in ...

LPL Financial is alleging that Amerprise sent unwarranted alerts of a "data breach" to thousands of LPL clients over past transfers of account information from Ameriprise. Processing Content Of its ...

Ameriprise Financial Services' ongoing legal battle against LPL Financial recruiting its advisors took a twist this week. On Monday a federal judge in Seattle granted a restraining order to Ameriprise ...