"Effective regulation in the AI era also means balancing innovation with consumer protection," writes consultant Jeff Pedowitz. "It's about creating an environment where financial institutions can ...

This session will provide insights for financial services entities regarding: (1) interpretation of the impact of the recent Executive Orders and early actions of the appointees; (2) status on key ...

As 2026 approaches, the UK financial services sector stands at a pivotal moment in its AI journey. What began as cautious pilots has matured into widespread deployment, prompting regulators to sharpen ...

Growth and De (or Re)-regulation? This theme runs through all areas of UK financial services regulation; the tension between ...

House Financial Services Committee Chairman Patrick McHenry, R-N.C., holds a hearing on AI in the financial and housing sectors on July 23, 2024, in Washington, D.C. (Screenshot from livestream of ...

Financial services are ripe for AI transformation, with agentic AI providing particular benefits, especially with governance ...

Financial services regulations can feel like a non-stop conveyor belt, with new frameworks and compliance requirements being regularly introduced. But as a sector supporting critical national ...

President Donald Trump is taking his first steps aimed at scaling back financial services regulations, and the Republican-run Congress cast a vote early Friday signaling that it's eager to help. The ...

Michael Bright, CEO of the Structured Finance Association, cautions the Biden administration to take time to think through how its ambitious regulatory agenda undercuts — and could eventually reverse ...

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

The increasing complexity of regulations compounded by the growing volume of data created across financial services firms has resulted in heavier demands on compliance teams serving the industry.