Western Asset Management elevated Michael Buchanan to the post of chief investment officer as Ken Leech is on leave of ...
Franklin Resources ( BEN) Western Asset Management unit agreed to pay $100M to settle the Securities and Exchange ...
Western Asset Management Co, a ​unit of Franklin Resources , will ‌pay a $100 million civil penalty to resolve U.S.
Franklin Resources subsidiary Western Asset agreed to pay $100 million to resolve regulators' claims that a former executive engaged in fraud. Western Asset agreed to pay the civil penalty to settle ...
Western Asset Management Co. is nearing an agreement with the Securities and Exchange Commission to resolve a probe related to trading practices of its onetime star manager Ken Leech, who is facing ...
The SEC’s order finds that Western Asset willfully violated Sections 206(2) and 206(4) of the Investment Advisers Act of 1940 ...
The Securities and Exchange Commission (SEC) on Monday announced fraud charges against Stephen Kenneth ("Ken") Leech, the former co-chief investment officer of Western Asset Management Company LLC or ...
Western Asset Management Company’s former Chief Investment Officer Ken Leech was charged by the US Department of Justice with fraud and lying to the SEC, which leveled related civil charges, as well.
S. Kenneth Leech does not have any significant net worth to report based on the numbers we have. This is based on reported shares across multiple companies, which include MANAGED MUNICIPALS PORTFOLIO ...