Identifying and reporting instances of potential market abuse is required under the Market Abuse Regulation ('MAR'). A firm must have effective arrangements, systems and procedures in place to detect ...
Tackling market abuse continues to be a strategic priority for the FCA. In late 2014, the FCA undertook a thematic review into asset management firms and the risk of market abuse, the results of which ...
Market surveillance teams are facing unprecedented challenges to identify manipulation and abuse as European regulators increase their scrutiny of market operators and participants through initiatives ...
Market abuse takes many forms, and the behaviors associated with it continue to evolve as trading becomes faster, more electronic, and increasingly interconnected. As regulators intensify scrutiny of ...
Market abuse increasingly centers on the misuse of price-forming information rather than just traditional trading abuse. Surveillance must track cross-product manipulation, as deceptive activity in ...
eflow Global’s new report offers a unique deep dive into historic market abuse enforcement, and reveals current and future challenges facing regulated firms and regulatory bodies Quantitative research ...
The dispersal of equities trading across multiple venues in post-MiFID Europe has increased the opportunity for unscrupulous traders to abuse the system and made policing of some illegal practices ...
Regulators’ Focus on Primary Market Abuse Calls for Investment Banks to Fortify Trade Surveillance
Regulatory actions are pointing towards a high stakes form of capital market manipulation, primary market abuse. Regulators are keen to curb traders’ practice of manipulating prices to create ...
The European Securities and Markets Authority (ESMA) flagged a technique employed by some crypto miners as a potential form of market abuse in its latest regulatory proposals under MiCA. Crypto policy ...
COPENHAGEN (Reuters) - Denmark's financial watchdog has filed a criminal complaint against Danske Bank , the country's biggest lender, over violations of market abuse regulations, the bank said in a ...
Shiran is the CEO and Co-Founder at Shield, a Regtech startup out of Israel that is revolutionizing how eComms compliance is handled in FS. 2020 has been a year that needs no introduction. It will ...
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