Online trading firm Robinhood has agreed to pay $45 million to settle SEC charges over record keeping, trade reporting and ...

According to the commission, the firm attempted to cover up “allegedly fraudulent conduct” by several reps who solicited ...

Securities and Exchange Commission chair Gary Gensler is not backing down from his views about the cryptocurrency industry as ...

The Securities and Exchange Commission on Monday said two related Robinhood broker-dealers agreed to pay $45 million in ...

Robinhood Securities LLC and Robinhood Financial LLC agreed to pay $45 million in penalties to settle SEC charges of ...

Robinhood Markets, Inc. (NASDAQ:HOOD) shares are trading slightly higher in the premarket session on Tuesday. The U.S.

While Robinhood did not admit or deny the SEC’s allegations, the firm acknowledged its failures and said that it was pleased ...

On January 10, 2025, the Securities and Exchange Commission (SEC) settled charges against two fund managers (collectively the “Fund Managers”) ...

Robinhood fined $45 million for SEC violations involving trading and compliance failures. Learn about the settlement and key issues.

The Securities and Exchange Commission announced that broker-dealers Robinhood (HOOD) Securities LLC and Robinhood Financial LLC have agreed to ...

Robinhood Securities and Robinhood Financial have agreed to pay a combined $45 million penalty to the SEC after an ...