JD Supra11h
SEC Staff Issues Welcome Guidance on Extracted Performance and Portfolio Characteristics Under the Marketing Rule
On March 19, 2025, the staff of the U.S. Securities and Exchange Commission (the “SEC”) updated its Frequently Asked Questions (“FAQ”) pertaining ...
National Law Review12h
Breaking Down the New No Surprises Act FAQs Post-TMA III
The new FAQs essentially preserve the existing circumstances, as the enforcement discretion has been operative since fall ...
National Law Review1d
Mandatory Roth Catch-up: More than Meets the Eye
The answer is “not necessarily.” Only contributions taken from the wages of the common-law employer that caused the ...